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  • Russia: In Transition or Intransigent?

    US Department of State (press release), DC
    May 24 2007


    Russia: In Transition or Intransigent?

    Daniel Fried, Assistant Secretary for European and Eurasian Affairs
    Testimony Before the Helsinki Commission

    Washington, DC
    May 24, 2007

    Chairman Hastings and members of the Commission, thank you for the
    opportunity to appear before you. Today's subject, "Russia Today," is
    critical to the United States and our partners, particularly in
    Europe. Whether Russia is "in transition or intransigent" - the other
    part of your question for this hearing - is a useful if provocative
    way to frame the challenge of working with Russia, which remains in
    our interest.

    Russia certainly remains "in transition" from its communist past. Its
    growing assertiveness in tone and perhaps in action, spurred in part
    by high energy revenues, may have stimulated your use of the word
    "intransigent." In no case, however, can Russia be presented in such
    stark terms: while Russia does sometimes seem a difficult partner to
    work with, we also have many important areas of cooperation through
    which we pursue common interests. Although ours may not be a
    strategic partnership, it includes partnership on many strategic
    issues. U.S.-Russia relations are complicated. Given the legacy of
    U.S.-Soviet relations, this is no surprise. In Moscow on May 15,
    Secretary Rice pointed out that we need to differentiate between
    discrete disagreements and our overall intention to work together
    whenever possible. "There are going to be times when we disagree, but
    it is true that sometimes the rhetoric makes it sound as if the
    relationship itself is in question, rather than . . . the specific
    differences that we have."

    The Administration's analysis of Russia is realistic, and our
    objectives with Russia reflect this. We want Russia to be a partner
    in the world, and we want Russia to be strong, but strong in 21st
    century terms: with strong, democratic and independent institutions
    in and out of government; with a strong civil society, free press and
    active opposition; with strong and independent middle and
    entrepreneurial classes. We do not exempt Russia from our belief in
    the universal potential of freedom, and we also have Russia in mind
    when we say that we seek an open world characterized by partnerships
    with like-minded countries.

    Our preferred tactical approach is cooperation-we work together
    wherever we can, always seeking to expand the scope of that
    collaboration where our interests overlap - but we push back when we
    must, privately when possible but publicly when necessary, in defense
    of our values, interests and friends. At all points, we also seek to
    work with our European allies and friends to coordinate our
    approaches and articulate the common values underlying our policies.

    Given the media preoccupation (in both countries) with the problems,
    I wish to first mention the areas of cooperation in relations. The
    United States and Russia continue to cooperate in critical areas,
    including counterterrorism and nonproliferation. The U.S.-Russia
    Counterterrorism Working Group last met in September 2006, and will
    meet again in a few months, to continue and deepen cooperation on
    intelligence, law enforcement, WMD, terrorist financing,
    counternarcotics, Afghanistan, UN issues, MANPADS, and transportation
    security.

    Our strategic cooperation is intensifying. Last year, together with
    Moscow, we renewed until 2013 the Cooperative Threat Reduction (CTR)
    program, which was launched in 1992 to facilitate dismantlement of
    weapons of mass destruction in the former Soviet Union. As this
    program marks 15 years, we and Russia have agreed to accelerate some
    elements under the Bratislava Nuclear Security Initiative; nuclear
    security upgrades are on track for completion by the end of 2008. At
    the July 2006 G8 Summit in St. Petersburg, Presidents Bush and Putin
    announced the Global Initiative to Combat Nuclear Terrorism, which
    seeks to prevent nuclear materials falling into terrorists' hands. We
    and Russia are both working toward enhancing nuclear fuel cycle
    security, through the Global Nuclear Energy Policy and the fuel
    center initiative, respectively, and we are negotiating with Russia
    an agreement on Peaceful Uses of Nuclear Energy Agreement (Section
    "123" of the Atomic Energy Act) as well as one on Defense Technology
    Cooperation. The United States has presented a proposal for
    substantive cooperation on missile defense, and, with the expiration
    of the START Treaty in 2009, we have begun positive discussions about
    a post-START arrangement. There have been several high-level visits
    in recent months, including those of Secretary Rice and Defense
    Secretary Gates. We share with Russia many common global
    nonproliferation goals. We work closely with Russia and others to
    address the nuclear ambitions of North Korea and Iran, although
    Moscow has sometimes voiced disagreement with our approach to
    sanctions and other measures. Russia voted for UN Security Council
    Resolutions 1718 (North Korea), 1737, and 1747 (Iran), calling
    respectively for the denuclearization of the Korean peninsula and
    imposing Chapter VII sanctions on North Korea, as well as imposing
    sanctions against Iran until Tehran suspends its nuclear enrichment
    program and comes into compliance with its NPT obligations. We look
    forward to the full implementation of those resolutions. The United
    States and Russia, along with China, Japan, South Korea, and North
    Korea participate in the Six-Party Talks on North Korea, and Russia
    chairs the Six-Party Talks Working Group on a Northeast Asia Peace
    and Security Mechanism.

    We continue to pursue cooperation through the NATO-Russia Council
    [NRC], which this year marks its fifth anniversary. We have a broad
    menu of cooperative NATO-Russia initiatives involving diverse experts
    on both sides: these range from Russian participation in Operation
    Active Endeavor to counternarcotics program in Afghanistan. We look
    forward to greater opportunities for cooperation once Russia ratifies
    a Status of Forces Agreement (SoFA) with NATO: we welcome the Duma's
    ratification on May 23, and look forward to the Federation Council
    following suit. That said, the April 26 meeting of NRC Foreign
    Ministers in Oslo, Norway, showcased some important differences
    between Russia on the one hand and most NATO Allies on the other in
    light of President Putin's "State of the Nation" Address
    ("poslaniye") earlier that day. In that speech, President Putin
    suggested he would consider suspending Russia's implementation of the
    Treaty on Conventional Armed Forces in Europe (CFE Treaty) if no
    progress was made on ratification of the Adapted CFE Treaty by NATO
    Allies. At the NRC, NATO Ministers universally responded that we
    continue to regard the current CFE Treaty as a cornerstone of the
    European security, and that we are ready to seek ratification of the
    Adapted CFE Treaty after Russia fulfills its 1999 Istanbul
    commitments on withdrawal of forces for Moldova and Georgia. The
    Administration and NATO Allies are very serious about our support for
    Adapted CFE: the Adapted Treaty, signed in 1999, replaces the
    bloc-to-bloc structure of the original Treaty with a more flexible
    system of national and territorial equipment limits. It allows
    accession by new members, and provides for enhanced information on
    military forces and more inspection opportunities than the original
    Treaty. Adapted CFE also contains specific provisions relating to
    host nation consent to the presence of foreign forces that are very
    important to our GUAM partners. There should be no question about
    NATO Allies' support for CFE and Adapted CFE-neither of which
    represent efforts by NATO to take advantage of Russia-and no question
    about NATO Allies' insistence on fulfillment of the Istanbul
    commitments as the basis for ratification of the Adapted Treaty.

    We also seek to advance cooperation with Russia through the
    Organization for Security and Cooperation in Europe (OSCE), an
    organization, obviously, of deep interest to this Commission.
    Russia's critical attitude toward the OSCE remains a cause for
    concern. Speaking on February 10, 2007, to the Munich Security
    Conference, President Putin branded the OSCE a "vulgar instrument
    designed to promote the foreign policy interests of one or a group of
    countries." Under the guise of demanding reforms, Russia has proposed
    changes to the OSCE, the effect of which would be to cripple its
    democracy promotion efforts. The United States disagrees strongly
    with this Russian approach and has defended the OSCE's mandate to
    advance democratic reforms, including election monitoring. Indeed,
    these efforts embody commitments that Washington and Moscow undertook
    when we signed the Helsinki Final Act. The United States continues
    strongly to support the work of the OSCE's Office of Democratic
    Institutions and Human Rights (ODIHR); its elections monitoring
    mechanisms represent the international "gold standard" in this area.

    We applaud the long and distinguished track record ODIHR has
    accumulated in electoral monitoring throughout the OSCE region, and
    look forward to its involvement in Russia's upcoming Duma elections
    in December 2007 and Presidential elections in March 2008. We also
    value highly the contributions of the OSCE Parliamentary Assembly to
    the OSCE's election monitoring work, and the PA's joint efforts with
    ODIHR. I should add that the United States accepts and welcomes ODIHR
    monitoring of U.S. elections.

    While every organization can be improved, we believe there is wisdom
    in the aphorism "if it ain't broke, don't fix it." The OSCE is
    working well and doing important work, and we will continue to
    support it against "reform" efforts calculated to circumscribe its
    activities or debilitate its democracy promotion work.


    Differences with Russia over the OSCE reflect broader, negative
    trends on human rights and democracy in Russia itself. We hope that
    the situation will not deteriorate further over the coming year, in
    conjunction with upcoming parliamentary and presidential elections
    cycles and issues connected to succession.

    Let us be clear: Russia is even today a vastly freer country than at
    any time in Soviet history and arguably freer than at any period in
    Russia's history. It is also true that post-communist transitions
    take time. But it would be an insult to Russia to hold that great
    country to low standards. Suppression of genuine opposition,
    abridgement of the right to protest, constriction of the space of
    civil society, and the decline of media freedom all represent serious
    setbacks that are inconsistent with Russia's professed commitment to
    building and preserving the foundations of a democratic state. The
    unsolved murders of journalists and critics are equally disturbing.

    The State Department has publicly protested, including at the OSCE
    Permanent Council, the recent police brutality employed to break up
    opposition marches in Moscow, St. Petersburg, and Nizhny Novgorod.
    The EU also protested those actions. Authorities sought to prevent
    the marches from taking place at all: they denied permission to stage
    the events or tried to marginalize them by changing their venues;
    they harassed and detained Russians traveling to participate in these
    peaceful rallies; on the day of the events, disproportionate police
    presence wielded undue force against the protestors as well as
    journalists reporting on the events. Some of the same efforts were
    directed against members of the Russian opposition seeking to express
    their opinions ahead of the EU-Russia Summit in Samara May 18. The
    fact that the authorities allowed pro-Kremlin youth groups to engage
    in activity from which opposition activists were prohibited
    demonstrated selective use of the law. Nonetheless, it is encouraging
    that independent groups, despite harassment, were able to gather,
    garner supporters, and attract public attention.

    Interestingly, Presidential Administration deputy press spokesman
    Dmitry Peskov acknowledged that the police response to last month's
    protests merits review, and St. Petersburg Governor Matviyenko and
    the Russian Federation's Human Rights Ombudsman, Vladimir Lukin, have
    both called for investigations. In his annual report on human rights
    in Russia, presented April 24 to the Duma and May 4 to the Federation
    Council, Ombudsman Lukin reiterated that his office had received and
    would investigate increased numbers of citizens' complaints about
    government obstacles to holding rallies.


    President Putin's own chairperson of the Civil Society Institution
    and Human Rights Council, Ella Pamfilova, has said that Interior
    Minister Nurgaliyev should resign in connection with the police
    break-up of those demonstrations. Such calls indicate that, even
    within official Russia, views differ on human rights.

    We are likewise concerned about the increasingly narrow and
    controlled space within which Russian NGOs are forced to operate, and
    continue to monitor the implementation of the new NGO law enacted in
    April 2006. The record is mixed thus far. While the process for
    re-registration of foreign NGOs was cumbersome, and require paperwork
    and reporting requirements that many Russian and foreign NGOs find
    onerous, the fact remains that the vast majority of foreign NGOs did
    succeed in re-registering, although some suffered disruptions in the
    continuity of their program operations. We are also heartened by the
    ability of some NGOs to effect change in the law, as when religious
    groups, concerned that the reporting requirements could be construed
    to require listing congregants or accounting for collections among
    the faithful, successfully lobbied the Kremlin to exempt
    ecclesiastical organizations from those rules.

    The increasing pressure on Russian journalists is likewise troubling.
    Vigorous and investigatory media independent of officialdom are
    essential to dynamic, healthy processes in all democracies. In Russia
    today, unfortunately, most national television networks media-the
    primary source of news for most Russians --are in government hands or
    the hands of individuals and entities allied with the Kremlin. The
    growing agglomeration of print media in the hands of government
    officials or those allied with them likewise undercuts press freedom.
    Attacks on journalists, including the brutal and still unsolved
    murders of Paul Klebnikov and Anna Politkovskaya, among others, chill
    and deter the fourth estate. Self-censorship remains a growing
    problem. Some space for free discussion remains, particularly on the
    Internet, as the vigorous and sometimes sympathetic coverage in the
    print media of recent opposition marches indicates, but it still
    appears to be shrinking.

    Ahead of parliamentary and presidential elections, the Kremlin is
    bringing its full weight to bear in shaping the legal and social
    environment to preclude a level playing field. There have been many
    instances in which the authorities have used electoral laws
    selectively to the advantage of pro-Kremlin forces or to hamstring
    opposition forces. The refusal to re-register Yabloko in St.
    Petersburg and difficulties encountered by other parties, appear to
    have been based on political instructions, rather than an objective
    judgment of whether these parties met registration requirements.

    Last year, the Duma enacted amendments to the criminal and
    administrative codes redefining "extremism" so broadly and vaguely as
    to provide a potent weapon to wield against and intimidate opponents;
    greater self-censorship appears to be a major goal in this effort. We
    note, for example, that Dissenters' March leader Garry Kasparov has
    already been questioned by the FSB in its investigation into
    "extremist" activity. Even the most cursory analysis of Russian
    national broadcast media shows news reporting skewed decisively in
    favor of Kremlin-approved parties and groups.

    Against this background, the U.S. and its European Allies and friends
    continue to support Russian democracy and civil society. These issues
    are regular parts of our bilateral and multilateral consultations.
    President Bush, when he was in St. Petersburg last summer, hosted an
    event with NGO and civil society leaders, sending a powerful message
    of American support and solidarity. Just last week, the Secretary
    took part in Moscow in a roundtable discussion with leaders of civil
    society and other figures. She also has regularly and candidly
    articulated our concerns with Russia's leadership, as she did last
    week. The Secretary, my colleague Assistant Secretary Lowenkron of
    the Bureau of Democracy, Human Rights, and Labor, and I have
    participated in NGO events in Russia to showcase our support for
    independent media and civil society. The OSCE also remains an
    important forum for the United States and others to remind Russia
    that its commitments to democracy and human rights are not just
    "internal matters," but commitments that all State Parties to the
    Helsinki Final Act have undertaken to observe and protect.

    Russia's relations with its neighbors and with Europe remain an issue
    of considerable concern. Moscow often still approaches its neighbors
    with a zero-sum mentality, particularly when it comes to those
    countries, such as Georgia and Ukraine, which choose to pursue closer
    Euro-Atlantic ties. We and European countries have spoken out against
    Russia's use of energy to apply political and/or economic pressure on
    neighbors, such as in the case of Ukraine in 2006. We are concerned
    by apparently political interference with infrastructures, as in the
    case of claimed structural deficiencies that restricted traffic on a
    bridge to Estonia this month, prolonged "repairs" to an oil pipeline
    to Lithuania, or the closing of Russia's only legal border crossing
    with Georgia last year.

    Russian-Georgian relations, after a period of extreme tension, have
    shown tentative signs of limited improvement, but Moscow could do
    much more to normalize relations. Russia maintains the economic and
    transportation sanctions it imposed against Georgia last fall.
    Likewise, it continues to take actions that call into question its
    professed support for Georgia's territorial integrity by supporting
    separatist regimes in Georgia's South Ossetia and Abkhazia regions;
    it provides the same support to the separatist regime in Moldova's
    Transnistria region. The United States continues to call on Russia to
    end these policies and work with our European partners to implement
    confidence-building measures designed to bring the sides in each
    conflict closer together. At the same time, we encourage Russia to
    play a more constructive role and to use its influence with the
    separatists to advance a peaceful resolution of each conflict in
    Georgia. The United States has had productive high-level discussions
    with Russia on these issues. Russia recently sent officials to
    Tbilisi to discuss reducing tensions in South Ossetia, and publicly
    scolded South Ossetian de facto authorities for violations of
    existing agreements. We have also encouraged both sides to ameliorate
    their relationship and understand that Russian and Georgian officials
    are scheduled to meet soon for this purpose.

    The United States is also working to advance a resolution in the
    separatist conflict in Moldova's Transnistria region. The United
    States and EU are official observers at the 5 + 2 Talks, negotiations
    that have been at an impasse for more than a year because of the
    Transnistrian side's unwillingness to engage. The Russian and
    Moldovan governments have recently called for a resumption of the 5 +
    2 process, although Russia has to date failed to use its heft to
    bring the Transnistrians back to the negotiating table, and we hope
    that all parties will engage seriously. Russia's recent statements
    calling for resumption of the 5 + 2 process have also made mention of
    the principle of Moldova's territorial integrity. Finally, despite
    promises by President Putin himself last fall that the ban against
    Moldovan wine and agricultural goods would be lifted, the ban is
    still in place.

    On one separatist conflict, in Nagorno-Karabakh, the United States
    and Russia work well together in trying to facilitate a resolution.
    Together with OSCE Minsk Group Co-Chair country counterparts from
    Russia and France, I traveled to the region last spring to push the
    peace process forward by presenting to the Presidents of Azerbaijan
    and Armenia a set of proposed basic principles for the peaceful
    settlement of the Nagorno-Karabakh conflict. These principles remain
    the centerpiece of negotiations between the two sides even today.
    While recognizing that the burden for resolving the conflict lies
    with Armenia and Azerbaijan, we nevertheless continue to show that
    the United States and Russia can work together to facilitate a peace
    process that could bring greater stability and security to the South
    Caucasus, which is in our mutual best interest.

    We regret Russia's so far hostile attitude toward U.S. plans for
    placing elements of a limited missile defense system in Poland and
    the Czech Republic (intended to shield the United States and its
    European allies against missile threats from the Middle East) and
    President Putin's announcement on April 26 that Russia would consider
    a moratorium on implementation of the Adapted Treaty on Conventional
    Forces in Europe.

    We have held numerous briefings and consultations with Russia on our
    missile defense plans for more than a year (both bilaterally and in
    the NATO-Russia Council), and geography and geometry both demonstrate
    that the very modest system proposed in Poland and the Czech Republic
    poses no threat whatsoever to Russia. Speaking at the NATO
    Ministerial in Oslo April 26, Secretary Rice described as "purely
    ludicrous" the idea that somehow 10 interceptors and a few radars in
    Eastern Europe are going to threaten Russia. We and the Russians
    simply do not agree here, but we will continue to work to reach a
    better understanding between our two countries on this important
    issue. Both the State and Defense Departments, including Secretaries
    Rice and Gates, have briefed Russia on our missile defense plans for
    more than eighteen months. We have kept-and will continue to
    keep-Russia fully informed about those plans. We are committed, as we
    have been in the past, to consulting with Russia and being
    transparent with it about missile defense. We have offered to
    cooperate with Russia across the full spectrum of missile defense
    activities, an offer that the Russians themselves have described as
    "serious," and that offer remains on the table. But Russia does not
    have a veto over our missile defense plans.

    Regarding the Adapted CFE Treaty, it isn't clear to us exactly what
    Russia's concerns are. The Russians have made it clear that they want
    NATO Allies to ratify the Adapted Treaty, among other reasons because
    they would like some of our new NATO members, particularly the Baltic
    states, to be able to join. The United States and its NATO Allies are
    prepared to ratify the Adapted CFE Treaty after Russia fulfills its
    outstanding Istanbul Commitments, dating from 1999, in Moldova and
    Georgia. Under the provisions of the adapted CFE treaty signed in
    Istanbul in 1999, Russia made three sets of commitments. First, it
    pledged to reduce its forces in the CFE flank area to the level
    specified by the Adapted Treaty, and has done so. Second, there's
    been important progress in Georgia, where the commitments are almost
    fulfilled, except for the need for Russia to reach agreement with
    Georgia on the status or withdrawal of the Russian presence at the
    Gudauta base. On the third set of commitments, concerning Moldova,
    Russian forces were supposed to have been withdrawn by the end of
    2002; that deadline was extended by agreement of the OSCE to the end
    of 2003. In fact, there has been a stalemate on Russian withdrawal
    since early 2004. Russian forces, some designated as peacekeepers,
    remain in the separatist area of Transnistria, along with some 20,000
    tons of stored munitions. Moldova wants all Russian munitions and
    forces, including the peacekeeping force (PKF), to be withdrawn.
    However, Moldovan authorities have said that they would be willing to
    accept Russian participation in a genuinely multinational PKF, under
    an OSCE umbrella. We are urging Russia and others to negotiate
    seriously on a transformed PKF. A decision to field such a force
    would be a major step toward solving this conflict and toward
    fulfillment of the Istanbul commitments.

    Russia has made dramatic economic gains over the past few years. We
    welcome Russia's economic revival, particularly after difficult
    economic transitions in the 1990s. Prosperity and peace is in
    everyone's interests. We welcome Russia's economic revitalization,
    but are concerned that this revival is built upon certain
    vulnerabilities: Russia's wealth remains more value-extracted than
    value-added. Russia's economic gains have fueled a certain bravado in
    Russia's external agenda. But those gains are also fostering the
    growth of a nascent middle class whose emergence, over time, we hope
    will bring with it modern political reforms, including greater
    accountability and governmental responsiveness. The United States
    supports Russia's integration into rules-based international
    organizations, such as the World Trade Organization, consonant with
    Russia's commitment to those organizations' principles. An important
    step towards Russia's integration into the norms of the global
    economy was reached last fall with the closure of the U.S.-Russia
    bilateral WTO agreement -- arguably the biggest single step forward
    in our economic relationship in the past decade. While not a miracle
    cure for either of us, it very much serves the interest of both our
    countries.

    The range of both U.S. and Russian interests are clearly global.
    Given that reach, it is imperative that both our countries seek to
    work together wherever possible, even when such cooperation may prove
    challenging. At the same time, we are committed to defending our
    principles, pushing back wherever we must. U.S.-Russia relations
    require ongoing dialogue. As I mentioned, Secretary Rice just
    completed a good visit to Moscow last week, and the President will
    meet with President Putin during the G8 Summit in Germany in June.
    This and other opportunities in the coming months will provide
    important moments to try to narrow our differences on issues that
    matter to us while pressing forward on elements of our constructive
    engagement with Russia as well.

    Mr. Chairman, members of the Commission, I am grateful for the
    opportunity to speak before you today, and look forward to your
    questions.

    http://www.state.gov/p/eur/rls/rm/85479.htm
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